FINRA Awards for Michael J. Stern

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01330	05/17/2018	Claimant(s): Vasileios Sfyris Claimant Lawyers(s): Alan M. Wolper Respondent(s): First Southern Securities. Respondent Lawyers(s): John Holman Arbitrator(s): Robert H. Putnam, Michael J. Stern, Shawn Barr Hearing Site: Atlanta, GA
17-01331	05/04/2018	Claimant(s): William Hawk Claimant Lawyers(s): Alan M. Wolper Respondent(s): First Southern Securities. Respondent Lawyers(s): John Holman Arbitrator(s): Michael J. Stern, John F. Allgood, David Frank Walbert Hearing Site: Atlanta, GA
16-01866	02/07/2017	Claimant(s): David Miller Claimant Lawyers(s): Ronald M. Amato Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Chandler R Bridges, Michael J. Stern, John F. Allgood Hearing Site: Atlanta, GA
10-00620	11/30/2010	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): William Schmitt Respondent(s): Robert Wilder Respondent Lawyers(s): Robert Scott Wilder Arbitrator(s): Michael J. Stern, Harvey R. Linder, Mohr Ernest Hill Hearing Site: Atlanta, GA
09-01288	10/06/2010	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Eric Jon Taylor Respondent(s): Jeremy Tintle Respondent Lawyers(s): Jeremy G. Tintle Arbitrator(s): Perry Lee Taylor, Michael J. Stern, Bonnie B. Revoner Hearing Site: Atlanta, GA