FINRA Awards for Cheryl Marie Allain-Mee

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02681	06/08/2018	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): James Duncombe Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): A. Joel Klein, Rosa Linda Guadarrama, Cheryl Marie Allain-Mee Hearing Site: Los Angeles, CA
16-00705	11/02/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Morgan Stanley Respondent Lawyers(s): Pat Folan Arbitrator(s): Cheryl Marie Allain-Mee, Ellen Joan Fenten, Robin Z. Mathes Hearing Site: Los Angeles, CA
14-02770	04/20/2016	Claimant(s): Frank Epinger Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Morgan Stanley Respondent Lawyers(s): Terry E. Sanchez Arbitrator(s): Robert Bruce MacDonald, Cheryl Marie Allain-Mee, Barry A. Fisher Hearing Site: Los Angeles, CA
08-02931	04/27/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Rumy Lopez Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): David Maurer, Carol Jeanne Medof, Cheryl Marie Allain-Mee Hearing Site: Los Angeles, CA