FINRA Awards for Edward S. Zusman

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04109	03/31/2014	Claimant(s): Lehman Brothers Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Christopher Clifford Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Gary A. Hooker, Sterling N. Frost, Michael J. Fish Hearing Site: San Francisco, CA
10-04112	09/28/2012	Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Charles Strickler Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Charles E. Farnsworth, Joseph M. O'Connor, Daniel Martell Hearing Site: San Francisco, CA
10-04117	06/25/2012	Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Gregory Weiss Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Nancy Hutt, Gary H. Kahn, Edward J. Harkins Hearing Site: San Francisco, CA
10-04115	06/21/2012	Claimant(s): Lehman Brothers Holdings. Claimant Lawyers(s): Barry S. Gold Respondent(s): Kevin Kramer Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Audrey H. Ruben, Karen A. Lockwood, Robert B. Hansohn Hearing Site: Los Angeles, CA
09-03711	06/22/2011	Claimant(s): Financial West Group Claimant Lawyers(s): Edward S. Zusman Respondent(s): Shail Mehta Respondent Lawyers(s): Joanne H. Mehta Arbitrator(s): Walter R. Whitman Hearing Site: Los Angeles, CA
08-00728	01/02/2009	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amon Allahyari Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson Hearing Site: San Francisco, CA