FINRA Awards for Morris S. Getzels

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02890	10/11/2018	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Dorothy Powers Respondent Lawyers(s): Dorothy Greppin Powers Arbitrator(s): Morris S. Getzels, Edwin John Apenbrink, William Ogburn Huggins Hearing Site: Las Vegas, NV
16-03211	06/01/2017	Claimant(s): Jeffrey Horn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Bryce Cullinane Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
13-01022	06/02/2015	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Carole Miller Respondent(s): Derek Greeff Respondent Lawyers(s): Steven R. Young Arbitrator(s): Morris S. Getzels, Robert Dean McKinley, Anita Rae Shapiro Hearing Site: Los Angeles, CA
12-01504	08/01/2012	Claimant(s): Marc Rosenbach Claimant Lawyers(s): Robert Girard Respondent(s): Lawrence Watanabe, Richard Kanner, William Nason Respondent Lawyers(s): Lawrence Watanabe, Richard Kanner, William Nason Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA		Expungement
10-01116	11/14/2011	Claimant(s): Michael Di Pietro Claimant Lawyers(s): Marie C. Mirch Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Kenneth E. Owen, Larry Haugaard, Morris S. Getzels Hearing Site: Los Angeles, CA
10-02930	12/31/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Deward Lawrence Respondent Lawyers(s): Deward T. Lawrence Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA