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FINRA Awards for Daniel E. Gulden

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0269502/18/2020Claimant(s): David Whelchel, Shawn Lesser
Claimant Lawyers(s): Eric J. Taylor
Respondent(s): Intellivest Securities.
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E Gulden, Robert Payne Koven, Jeffrey Alperin
Hearing Site: Atlanta, GA
11-0335911/28/2012Claimant(s): VSR Financial Services.
Claimant Lawyers(s): Scott N Sherman
Respondent(s): Dave Duley
Respondent Lawyers(s): Brian N. Smiley
Arbitrator(s): Daniel E. Gulden, Cheryl A. Hooks, John F. O'Neill
Hearing Site: Atlanta, GA
10-0502006/20/2012Claimant(s): Raymond Kowalewski
Claimant Lawyers(s): Charles M. Dalziel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew Simpson
Arbitrator(s): Daniel E. Gulden, Joyce F. Glucksman, Robert Payne Koven
Hearing Site: Atlanta, GA

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