FINRA Awards for Berthel Fisher & Co. Financial Svcs. Inc

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01586	03/18/2022	Claimant(s): Binnie Phung Claimant Lawyers(s): Zachary S. Morse Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
21-01911	03/10/2022	Claimant(s): Joseph Weinbauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Gregory G. Gocek Hearing Site: St. Louis, MO
20-03028	09/08/2021	Claimant(s): Joshua Stroud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Sara B. Davis, Shelley Davenport Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR
20-00494	08/12/2020	Claimant(s): Alexander Skabry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY
19-01962	02/18/2020	Claimant(s): Jahanguir Azodi Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc, Cetera Advisors LLC Respondent Lawyers(s): Jeremy Carr, Shelley Davenport Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO