Potomac Analytics' Logo

FINRA Awards for Matthew E. Wolper

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0032410/02/2019Claimant(s): Christopher Nichols
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): LPL Financial LLC, Lincoln Financial Securities Corporation
Respondent Lawyers(s): Jon D. Kaplon, Michael W. Arnold
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
19-0018108/29/2019Claimant(s): Gary Burwick
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Maggie Goetze
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
19-0031908/26/2019Claimant(s): Kevin Engbers
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Susan L. Walker
Hearing Site: Omaha, NE
12-0391012/03/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): David Kraft
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL

4 Results

Display: