| 20-00013 | 07/02/2021 | Claimant(s): Mark Black
Claimant Lawyers(s): Victor Bayata
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Sharon R. Merriman, Pamela K. Ginsburg, David Winchester Peck
Hearing Site: Cincinnati, OH
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| 12-01169 | 05/07/2013 | Claimant(s): Dustin Luckett
Claimant Lawyers(s): Theodore Walton
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Thomas M. L. Metzger
Arbitrator(s): Sharon R. Merriman
Hearing Site: Louisville, KY
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| 10-03300 | 12/17/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Brett Fisher
Respondent Lawyers(s): Brett Jurgen Fisher
Arbitrator(s): Sharon R. Merriman
Hearing Site: Indianapolis, IN
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| 09-03246 | 07/20/2010 | Claimant(s): NRP Advisors. Inc., NRP Financial., National Retirement Partners.
Claimant Lawyers(s): John C. Holmes
Respondent(s): Jeffrey Bafs, Wade Walker, Walker Bafs Retirement Group.
Respondent Lawyers(s): Scott C. Matasar
Arbitrator(s): Sharon R. Merriman, Lawrence W. Arness, John W. Guy
Hearing Site: Indianapolis, IN
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| 07-03166 | 02/01/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brody Weichbrodt
Respondent(s): Donald Minton, Martin Smith, Raymond, James & Associates., Stephen Merrick, Theodore Sturges
Respondent Lawyers(s): Caitlin M. Piccarello, John F. Stoviak
Arbitrator(s): Sharon R. Merriman, Terresa L. Beaman, Christine M. Arnold
Hearing Site: Indianapolis, IN
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