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FINRA Awards for Harry T. Walters

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0076902/07/2013Claimant(s): Muhammad Hossain
Claimant Lawyers(s): Muhammad M. Hossain
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Rachel M. Manne
Arbitrator(s): David I. Goldblatt, Harry T. Walters, Martin H. Jaffe
Hearing Site: New York, NY
08-0221003/15/2010Claimant(s): Andrew McConnell
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore
Hearing Site: New York, NY

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