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FINRA Awards for Benjamin E. Fisher

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0033106/03/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Dennis Merritt
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Benjamin E. Fisher, Jack W. Windt, Gerald F. Gude
Hearing Site: Tampa, FL
09-0394107/15/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Mark Graham
Respondent Lawyers(s): Daniel P. Dietrich
Arbitrator(s): Benjamin E. Fisher, Ruth C. Adrian, Ian S. Greig
Hearing Site: Tampa, FL
07-0105405/05/2008Claimant(s): Andrea Mears
Claimant Lawyers(s): Andrea Diane Mears
Respondent(s): Bud Nicol
Respondent Lawyers(s): Stephanie L. Knott
Arbitrator(s): Linda Fairchild, Benjamin E. Fisher, Gregory L. Hess
Hearing Site: Orlando, FL
07-0096002/07/2008Claimant(s): Edgar Barron
Claimant Lawyers(s): Edgar Rene Barron
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen A. Dedenbach
Arbitrator(s): John R. Main, Warren A. Forest, Benjamin E. Fisher
Hearing Site: Orlando, FL

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