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FINRA Awards for Felix Investments LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0190507/14/2023Claimant(s): Emilio Disanluciano
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): J. P. Turner & Company LLC, Felix Investments LLC, Sands Brothers & Co., Ltd.
Respondent Lawyers(s): David Feldstein, Gail Fanelli, John V. Bivona
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
11-0264910/21/2011Claimant(s): Advanced Equities.
Claimant Lawyers(s): Grant R. Cornehls
Respondent(s): Frank Mazzola, Jared Carmel, Felix Investments LLC
Respondent Lawyers(s): Barry M. Bordetsky, Catania Facher
Arbitrator(s): Marguerite B. Filson, Stuart Rothenstein, Allan E. Johnson
Hearing Site: New York, NY

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