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FINRA Awards for Travis McGregor

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Displaying 11-20 out of 20 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0034306/19/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Kenneth Helman
Respondent Lawyers(s): Kenneth Michael Helman
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
16-0324205/25/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Considine
Respondent Lawyers(s): Christopher T. Considine
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
17-0020405/10/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Thomas Fayad
Respondent Lawyers(s): Thomas M. Fayad
Arbitrator(s): Mary P. Bass
Hearing Site: New York, NY
16-0254203/13/2017Claimant(s): Joseph Motley
Claimant Lawyers(s): Joseph Adrian Motley
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Travis McGregor
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
15-0302005/25/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): John Bredderman
Respondent Lawyers(s): John Andrew Bredderman
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
15-0301905/09/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): David Glick
Respondent Lawyers(s): David M. Glick
Arbitrator(s): Randall S. Strause
Hearing Site: Cincinnati, OH
15-0067202/12/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Perano
Respondent Lawyers(s): Richard P. Perano
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
15-0104202/11/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Neil Okun
Respondent Lawyers(s): Neil Seth Okun
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
15-0214501/28/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Steven Condit
Respondent Lawyers(s): Steven Bartlett Condit
Arbitrator(s): Emily J. Lewis
Hearing Site: Cincinnati, OH
15-0089308/10/2015Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Glenn Beyer
Respondent Lawyers(s): Glenn Ivan Beyer
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY

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