FINRA Awards for Robert S. Getman

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-01241	12/11/2009	Claimant(s): Nicholas Weiss Claimant Lawyers(s): Stephen J. Nelson Respondent(s): Saratoga Capital d/b/a Saratoga Cap Respondent Lawyers(s): Kim Lauren Michael Arbitrator(s): Saul W. Nirenberg, Sandra Gale Behrle, Robert S. Getman Hearing Site: New York, NY
08-02059	06/10/2009	Claimant(s): Chase Investment Services Corp. Claimant Lawyers(s): Thomas J. Cahill Respondent(s): Brian Radoo, Next Financial Group. Respondent Lawyers(s): Brian Radoo, Melvin G. Mosley Arbitrator(s): Marguerite B. Filson, Robert S. Getman, James D. Yellen Hearing Site: New York, NY
07-03299	08/04/2008	Claimant(s): Michael Ice Claimant Lawyers(s): William J. Foster Respondent(s): Dresdner Kleinwort Securities Respondent Lawyers(s): Lauren Malanga Casey Arbitrator(s): Mark S. Brody, Hilary B. Miller, Robert S. Getman Hearing Site: New York, NY
06-02146	02/14/2008	Claimant(s): Stifel, Nicolaus & Co.., Frank Whiteside, Robert Andresen, Stephen Jusick Claimant Lawyers(s): Jeffrey J. Kalinowski, Robert Novack Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Scott J. Vold Arbitrator(s): Robert S. Getman, Simone A. Muscarnera, Paul R. Walsh Hearing Site: Newark, NJ