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FINRA Awards for Robert Willoughby

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0460509/28/2012Claimant(s): Robert Willoughby
Claimant Lawyers(s): Robert Willoughby
Respondent(s): EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur
Arbitrator(s): Alida D. Camp
Hearing Site: New York, NY
11-0451806/13/2012Claimant(s): Robert Willoughby
Claimant Lawyers(s): Robert Willougby
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
09-0222606/08/2010Claimant(s): Robert Willoughby
Claimant Lawyers(s): Jeffrey Shepro
Respondent(s): Sky Capital LLC
Respondent Lawyers(s): President or Compliance Officer
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
09-0337803/31/2010Claimant(s): Robert Willoughby
Claimant Lawyers(s): Jeffrey Shepro
Respondent(s): Weatherly Securities Corporation
Respondent Lawyers(s): Maria Porcelli
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY

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