FINRA Awards for Susan A. Mathews

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01797	06/14/2017	Claimant(s): Fulcrum Advisory Services, Fulcrum Securities Claimant Lawyers(s): Gregory A. Friedman, Michelle L. Carey Respondent(s): Brian Bloxom, Donald Megliola, Lindsay Snyder, Meredith Hazen, Michael Kissinger, Cambridge Investment Research., Sunrise Wealth Partners Respondent Lawyers(s): John P. Connolly, Miles Jarrad Wright, Pat S. Conti, Robert C. Nagle Arbitrator(s): Mary E. Woytek, Susan A. Mathews, Leslie Trager Hearing Site: Washington, DC
14-01042	10/16/2014	Claimant(s): Dawn Bennett Claimant Lawyers(s): David E. Robbins Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Gretchen L. Klebasko Arbitrator(s): Henry G. Plaster, Susan A. Mathews, Jane C. Carney Hearing Site: Washington, DC
08-02004	06/01/2009	Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Joseph Connor Respondent Lawyers(s): Joseph A. Connor Arbitrator(s): Susan A. Mathews, Baunita M. Greer, Jehangir Fuller Varzi Hearing Site: Washington, DC