FINRA Awards for Douglas Randall Blohm

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-03342	01/06/2017	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas Hyman Respondent(s): Steven Kajala Respondent Lawyers(s): Jesse H. Kibort Arbitrator(s): Douglas Randall Blohm Hearing Site: Minneapolis, MN
12-00192	02/01/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Allen Chaves Respondent Lawyers(s): Allen Wayne Chaves Arbitrator(s): Douglas Randall Blohm Hearing Site: Minneapolis, MN
11-01696	01/04/2013	Claimant(s): Theodore Pavlovich Claimant Lawyers(s): Theodore Adam Pavlovich Respondent(s): Mark Mekler, Raymond, James & Associates. Respondent Lawyers(s): Marko J. Mrkonich Arbitrator(s): Douglas Randall Blohm, John W. MacKimm, Jo Anne F. Lewellen Hearing Site: Minneapolis, MN
10-04299	02/17/2012	Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Carrie Bechtold Respondent(s): Leslie Ingram Miller Respondent Lawyers(s): Leslie Ann Ingram Miller Arbitrator(s): Douglas Randall Blohm, Kathryn J. Hoy, Mark S. Gleason Hearing Site: Minneapolis, MN