FINRA Awards for Patricia J. Branco

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04158	06/22/2012	Claimant(s): Keith Adams Claimant Lawyers(s): Jeffrey David Miller Respondent(s): Robert Stout, The Street. Respondent Lawyers(s): R.W. Stout, Robert Wesley Stout Arbitrator(s): Patricia J. Branco, Philip I. McConnell, Frances Johnson Wright Hearing Site: Dallas, TX
09-00906	07/25/2011	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Steven Williams Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco Hearing Site: Dallas, TX
08-01843	02/09/2009	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Jonathan Hunsucker Respondent Lawyers(s): Jonathan Scott Hunsucker Arbitrator(s): Patricia J. Branco Hearing Site: Dallas, TX
07-00292	10/11/2007	Claimant(s): Thrivent Investment Management. Claimant Lawyers(s): James K. Langdon Respondent(s): Darrel Johnson, Gregory Nixon Respondent Lawyers(s): John T. Palter Arbitrator(s): Patricia J. Branco, C. Sumpter Logan, Ted Martin Akin Hearing Site: Dallas, TX