14-00377 | 11/25/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mary Jo Hamill Cantu Respondent(s): Sidney Banks Respondent Lawyers(s): Sidney Eugene Banks Arbitrator(s): C. Sumpter Logan Hearing Site: Little Rock, AR
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13-02153 | 03/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Derek Forrest Respondent Lawyers(s): Derek R. Forrest Arbitrator(s): C. Sumpter Logan Hearing Site: Oklahoma City, OK
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11-02651 | 06/19/2013 | Claimant(s): Southwest Securities. Claimant Lawyers(s): Richard D. Pullman Respondent(s): Bruce Lewin Respondent Lawyers(s): Bruce Lewin Arbitrator(s): Donald Vincent Enright, G. Maynard Green, C. Sumpter Logan Hearing Site: Dallas, TX
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11-03606 | 01/17/2013 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Brian R. Mills Respondent(s): John Hackbarth Respondent Lawyers(s): John Melton Hackbarth Arbitrator(s): C. Sumpter Logan Hearing Site: Birmingham, AL
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12-01483 | 12/19/2012 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Big Swell f/k/a Tovar., Nathan Phillip Friedlander SEP-IRA, Nathan & Joan Friedlander Joint Tenant, Harris Friedland Trust dd 7/25/1989 Respondent Lawyers(s): Thomas F. Shine Arbitrator(s): C. Sumpter Logan, David Freeman Hearing Site: Birmingham, AL
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07-00292 | 10/11/2007 | Claimant(s): Thrivent Investment Management. Claimant Lawyers(s): James K. Langdon Respondent(s): Darrel Johnson, Gregory Nixon Respondent Lawyers(s): John T. Palter Arbitrator(s): Patricia J. Branco, C. Sumpter Logan, Ted Martin Akin Hearing Site: Dallas, TX
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