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FINRA Awards for Richard C. Szuch

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0173112/12/2017Claimant(s): James Guber
Claimant Lawyers(s): James Lee Guber
Respondent(s): FBR Capital Markets & Co.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Wayne I. Harris
Hearing Site: New York, NY
06-0460810/17/2007Claimant(s): Ronald Kramer
Claimant Lawyers(s): George L. Mahr
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Walter A. Kapuscinski, Edith M. Novack, Douglas John Baumann
Hearing Site: Newark, NJ

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