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FINRA Awards for Strategic Advisers.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0359511/11/2015Claimant(s): Brian Schmidt
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
13-0193304/10/2014Claimant(s): Michael Celso
Claimant Lawyers(s): Brian Horwitz
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Stuart K. Furman, Robert Finder, Alexander Joseph Sikora
Hearing Site: Orlando, FL

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