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FINRA Awards for Barry S. Shanbron

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0291311/04/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Thomas Burt
Respondent Lawyers(s): David B. Gordon
Arbitrator(s): Marie G. Peterson, Barry S. Shanbron, Sylvia D. Stiller
Hearing Site: Boca Raton, FL
09-0171305/10/2010Claimant(s): Mary Buchanan
Claimant Lawyers(s): Mary Jo Buchanan
Respondent(s): Leumi Investment Services.
Respondent Lawyers(s): Michelle I Bougdanos
Arbitrator(s): Kimberly A. Gilmour, Berthold T. Berkwich, Barry S. Shanbron
Hearing Site: Boca Raton, FL

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