FINRA Awards for Joseph Winter

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02660	09/08/2023	Claimant(s): Jacob Williams Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Joseph Winter, Anita Teresa Hayden, Jonathan Gartner Hearing Site: Los Angeles, CA
21-00933	09/30/2021	Claimant(s): Vineeta Prasad Claimant Lawyers(s): Vineeta Prasad Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael Harrison, Joseph Winter, Deana La Barbera Hearing Site: Los Angeles, CA
17-00294	05/17/2019	Claimant(s): Harold Hermelee, Ian Smith, Peter Harrison, Tad Dahlke Claimant Lawyers(s): Joel Levin Respondent(s): Gary Wunderlich, Lionel Conacher, Philip Zanone, Wunderlich Investment., Wunderlich Securities. Respondent Lawyers(s): Mark Griffin Arbitrator(s): Joseph Winter, Michael John Florio, Alan Stanley Petlak Hearing Site: Los Angeles, CA
15-02809	11/29/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Darren Walton Respondent Lawyers(s): Darren Thomas Walton Arbitrator(s): Joseph Winter Hearing Site: Los Angeles, CA