22-00627 | 10/06/2022 | Claimant(s): Angelo Kafkes Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Edward R. Niederriter, Stephen Kahane, Robert G. Falbisaner Hearing Site: Boca Raton, FL
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16-02093 | 05/26/2017 | Claimant(s): Kurt Sylvia Claimant Lawyers(s): Brian D. Buckstein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Karen Z. Fischer, Sandra J. Bakalus, Stephen Kahane Hearing Site: Boca Raton, FL
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16-01150 | 09/01/2016 | Claimant(s): Daniel Rosenberg Claimant Lawyers(s): Debra A. Jenks Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich Hearing Site: Boca Raton, FL
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14-03458 | 11/10/2015 | Claimant(s): Alfred Hovis Claimant Lawyers(s): William Scott Turnbull Respondent(s): Jeanne Mazza Respondent Lawyers(s): Jeanie Mazza Arbitrator(s): Stephen Kahane, Andrew Jay Kohan, Dennis R. Surprenant Hearing Site: Boca Raton, FL
| | Expungement |
12-02198 | 04/29/2014 | Claimant(s): Thomas Nelson Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie Ronen Arbitrator(s): Diane M. Perry, Robert Zelinka, Stephen Kahane Hearing Site: Boca Raton, FL
| | Expungement |