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FINRA Awards for Alison Hardage

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0235710/17/2019Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
08-0413904/22/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Tracy Clifford
Respondent Lawyers(s): Tracy L. Clifford
Arbitrator(s): Alison Hardage
Hearing Site: Tampa, FL

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