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FINRA Awards for Andrew Totman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0347410/05/2016Claimant(s): Matthew Macgregor
Claimant Lawyers(s): Christopher B Jones
Respondent(s): Andrew Totman, SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
12-0406506/20/2014Claimant(s): Michael O'Hare
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Andrew Totman, Newedge USA
Respondent Lawyers(s): Gary S. Prish
Arbitrator(s): Robert Pincus, Jeffrey Bega, David John Reilly
Hearing Site: New York, NY

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