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FINRA Awards for Sherry R. Wetsch

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0097911/07/2018Claimant(s): Kelly Kerr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
18-0154309/24/2018Claimant(s): John Carolyn
Claimant Lawyers(s): Alise Johnson Henry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
17-0329507/13/2018Claimant(s): William Wolfe
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Hilltop Securities Independent Network I
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Oklahoma City, OK
11-0164408/17/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey Zimmerman
Respondent(s): Richard Swetish
Respondent Lawyers(s): Christopher A. Dorsey
Arbitrator(s): Sherry R. Wetsch, Brian E. Bro, James E. Lane
Hearing Site: Houston, TX

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