FINRA Awards for Henry R. Cox

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03453	11/20/2019	Claimant(s): Lonny Bohling Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): Kenneth Hackett, Raymond James Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Henry R Cox, Thomas J. Pleiss, John R. Loss Hearing Site: Omaha, NE
13-03781	07/30/2014	Claimant(s): James Nagengast Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Mark S. Foster, Henry R. Cox, Hollie M. Mason Hearing Site: Omaha, NE