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FINRA Awards for Gilford Securities Incorporated

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0102301/12/2024Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Sandra J. Mullings, Thomas Hansen Boast, Susan Romano
Hearing Site: New York, NY
19-0291106/22/2020Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp., Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs, Michael H. Gibson
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
15-0102609/25/2015Claimant(s): Gilford Securities Incorporated
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Peter Dubin
Respondent Lawyers(s): Peter David Dubin
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY

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