Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | VIKING ENERGY GROUP, INC. | 1102432 | 01/04/2019 | D | $63,592,000 | $63,592,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Ichor Energy, LLC | 1763785 | 01/08/2019 | D | $63,592,000 | $63,592,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Provention Bio, Inc. | 1695357 | 05/04/2017 | D | $30,000,000 | $28,454,995 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Cresilon, Inc. | 1728054 | 10/18/2022 | D | $25,000,000 | $24,999,999 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Cresilon, Inc. | 1728054 | 02/16/2021 | D | $45,289,600 | $24,464,276 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DOTS TECHNOLOGY CORP. | 1652512 | 07/29/2021 | D | $20,000,009 | $17,132,501 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 09/10/2018 | D | $25,000,000 | $13,199,385 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Akari Therapeutics Plc | 1541157 | 07/22/2021 | D | $12,318,688 | $12,318,688 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 12/03/2021 | D | $53,593,700 | $11,361,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AMMO, INC. | 1015383 | 04/13/2018 | D | $10,000,000 | $10,000,000 |