Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | Triad Life Sciences Inc. | 1721364 | 04/21/2020 | D | $4,995,904 | $4,995,904 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Akari Therapeutics Plc | 1541157 | 07/12/2019 | D | $4,499,945 | $4,499,945 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 11/12/2015 | D/A | $20,000,000 | $4,314,872 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 05/11/2016 | D | $10,000,000 | $4,301,500 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Key Metals Corp. | 1879717 | 04/13/2023 | D | $4,241,100 | $4,241,100 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Digital Caddies, Inc. | 1592334 | 09/12/2014 | D/A | $5,000,000 | $4,113,526 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | BIODIRECTION, INC. | 1573773 | 05/31/2013 | D/A | $3,952,800 | $3,952,800 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | MORPHOGENESIS INC | 1252142 | 09/29/2021 | D/A | $11,000,000 | $3,830,130 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 05/03/2018 | D/A | $15,000,000 | $3,434,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson DermTech Investments LLC | 1649459 | 01/04/2016 | D/A | Indefinite | $3,427,896 |