Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 04/19/2021 | D | $10,000,000 | $9,998,928 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/12/2018 | D/A | $15,000,000 | $9,860,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 12/05/2017 | D/A | $15,512,000 | $9,597,097 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Akari Therapeutics Plc | 1541157 | 03/11/2020 | D | $9,554,528 | $9,554,528 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 04/28/2014 | D/A | $26,250,000 | $8,931,433 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 08/05/2013 | D/A | $10,000,000 | $7,788,250 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 11/12/2019 | D/A | $20,000,000 | $7,788,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | ZapGo Ltd. | 1684336 | 09/15/2016 | D | $9,000,000 | $7,648,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/06/2018 | D/A | $15,000,000 | $7,445,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 04/14/2014 | D | $26,250,000 | $7,296,453 |