Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | ElectroCore, LLC | 1560258 | 12/05/2017 | D/A | $75,000,000 | $70,890,210 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | TEI Diversified Income & Opportunity Fund III, LLC | 1671607 | 03/16/2018 | D/A | $67,347,213 | $67,347,213 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | TEI Diversified Income & Opportunity Fund V LLC | 1796643 | 02/22/2022 | D/A | $63,657,087 | $63,657,087 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | VIKING ENERGY GROUP, INC. | 1102432 | 01/04/2019 | D | $63,592,000 | $63,592,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Ichor Energy, LLC | 1763785 | 01/08/2019 | D | $63,592,000 | $63,592,000 |