Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
PAULSON INVESTMENT COMPANY LLC | 5670 | ElectroCore, LLC | 1560258 | 09/15/2017 | D/A | $65,000,000 | $36,000,000 |
PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 02/23/2016 | D/A | $33,268,465 | $33,268,465 |
PAULSON INVESTMENT COMPANY LLC | 5670 | Commerce 94 Industrial DST | 1878560 | 01/05/2022 | D/A | $42,774,375 | $31,663,397 |
PAULSON INVESTMENT COMPANY LLC | 5670 | Provention Bio, Inc. | 1695357 | 05/04/2017 | D | $30,000,000 | $28,454,995 |