| PAULSON INVESTMENT COMPANY LLC | 5670 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 02/27/2019 | D/A | $10,000,000 | $992,500 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 03/20/2018 | D | $15,000,000 | $986,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | PAULSON INVESTMENT COMPANY LLC | 356343 | 12/08/2016 | D/A | Indefinite | $892,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson Capital Holding Company, LLC | 1715181 | 06/22/2020 | D | $5,000,000 | $850,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Guardian 8 Holdings | 1429592 | 06/18/2013 | D/A | $3,000,000 | $800,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 08/26/2015 | D/A | $20,000,000 | $772,315 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson Capital Holding Company, LLC | 1715181 | 08/21/2017 | D | $2,000,000 | $757,058 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson BKE Investments, LLC | 1612138 | 06/27/2014 | D | $5,000,000 | $752,510 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson DermTech Investments LLC | 1649459 | 08/17/2015 | D/A | Indefinite | $583,882 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 08/14/2015 | D | $20,000,000 | $583,643 |
