Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 26 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/23/2020	D/A	Indefinite	$94,949,745
ROCKEFELLER FINANCIAL LLC	291361	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	11/12/2021	D/A	Indefinite	$90,333,740
ROCKEFELLER FINANCIAL LLC	291361	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	09/09/2021	D/A	Indefinite	$84,298,740
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	08/30/2022	D/A	$219,810,811	$83,820,485
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	08/22/2022	D/A	$219,810,811	$78,321,390
ROCKEFELLER FINANCIAL LLC	291361	SRP Continuation Partners Parallel, LP	1937172	07/14/2022	D	$77,865,000	$77,865,000
ROCKEFELLER FINANCIAL LLC	291361	GTIS Qualified Opportunity Zone Fund II LLC	1937951	10/24/2022	D/A	$500,000,000	$76,648,500
ROCKEFELLER FINANCIAL LLC	291361	Titan Space Fund LP	1819745	08/11/2020	D	Indefinite	$74,999,970
ROCKEFELLER FINANCIAL LLC	291361	NFP Continuation Partners Parallel, LP	1972165	04/18/2023	D	Indefinite	$72,240,000
ROCKEFELLER FINANCIAL LLC	291361	iCapital - VOF, L.P.	1856670	05/03/2021	D	Indefinite	$71,790,000

26 Results

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