Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	Dyal Capital Partners V (A) LP	1830923	11/15/2022	D/A	Indefinite	$12,489,701,691
ROCKEFELLER FINANCIAL LLC	291361	Dyal Capital Partners V (B) LP	1830924	11/15/2022	D/A	Indefinite	$12,489,701,691
ROCKEFELLER FINANCIAL LLC	291361	THIRD POINT PARTNERS QUALIFIED L P	1341499	03/15/2023	D/A	Indefinite	$11,626,293,575
ROCKEFELLER FINANCIAL LLC	291361	THIRD POINT PARTNERS QUALIFIED L P	1341499	03/14/2022	D/A	Indefinite	$11,205,188,329

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