Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth PW Partners, LP | 1501157 | 10/23/2020 | D/A | Indefinite | $957,543,606 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Third Point Ultra Onshore LP | 1751977 | 03/15/2023 | D/A | Indefinite | $907,317,483 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Hawkes Bay Partners, L.P. | 1390223 | 02/22/2023 | D/A | Indefinite | $906,766,724 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Hawkes Bay Partners, L.P. | 1390223 | 02/24/2022 | D/A | Indefinite | $904,727,470 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth Partners II, LP | 1496174 | 10/23/2020 | D/A | Indefinite | $898,770,714 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/21/2022 | D/A | Indefinite | $860,844,966 |
| ROCKEFELLER FINANCIAL LLC | 291361 | LOCUST WOOD CAPITAL LP | 1178063 | 03/17/2023 | D/A | Indefinite | $836,916,577 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Vintage IX B Offshore SCSp | 1917590 | 03/13/2023 | D/A | Indefinite | $831,780,000 |
| ROCKEFELLER FINANCIAL LLC | 291361 | LOCUST WOOD CAPITAL LP | 1178063 | 03/17/2022 | D/A | Indefinite | $829,069,859 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/22/2021 | D/A | Indefinite | $821,245,442 |