Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 12 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	iCapital - BH Access Fund, L.P.	1860420	05/06/2022	D/A	Indefinite	$49,995,000
ROCKEFELLER FINANCIAL LLC	291361	JLLX Friendship Distribution, DST	1925102	05/18/2022	D/A	$62,978,850	$45,305,263
ROCKEFELLER FINANCIAL LLC	291361	Bedford Ridge Investment Co I LP	1836889	01/05/2021	D	Indefinite	$39,785,000
ROCKEFELLER FINANCIAL LLC	291361	JLLX The Preserve at the Meadows, DST	1886401	01/05/2022	D/A	$38,305,968	$36,769,171
ROCKEFELLER FINANCIAL LLC	291361	Gotham Triple Advantage S&P 500 Strategy LP	1875921	07/30/2021	D	Indefinite	$36,615,000
ROCKEFELLER FINANCIAL LLC	291361	JLLX The Preserve at the Meadows, DST	1886401	12/14/2021	D/A	$38,305,968	$35,725,415
ROCKEFELLER FINANCIAL LLC	291361	TigerGlobal Access LP	1852796	04/06/2023	D/A	Indefinite	$34,720,513
ROCKEFELLER FINANCIAL LLC	291361	iCapital - Millennium Drawdown Fund, Ltd.	1891916	11/10/2021	D	Indefinite	$31,631,000
ROCKEFELLER FINANCIAL LLC	291361	iCapital Renaissance Strategies (RIEF), L.P.	1780916	04/15/2020	D/A	Indefinite	$30,580,000
ROCKEFELLER FINANCIAL LLC	291361	VantageRock Capital Offshore Fund Ltd.	1869970	07/29/2022	D/A	Indefinite	$29,970,000

12 Results

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