Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 7 out of 7 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	Lombard International Life Assurance Co Separate Account VA 301	1864815	05/28/2021	D	Indefinite	$4,963,658
ROCKEFELLER FINANCIAL LLC	291361	Lombard International Life Assurance Co Separate Account VA 335	1921962	04/06/2022	D	Indefinite	$4,500,000
ROCKEFELLER FINANCIAL LLC	291361	KLS STRUCTURED INCOME FUND A LP	1812011	05/22/2020	D	Indefinite	$4,100,000
ROCKEFELLER FINANCIAL LLC	291361	TigerGlobal Access LP	1852796	04/07/2021	D	Indefinite	$3,450,000
ROCKEFELLER FINANCIAL LLC	291361	Lombard International Life Assurance Co Separate Account VL 400	1937347	07/20/2022	D	Indefinite	$1,666,667
ROCKEFELLER FINANCIAL LLC	291361	Lombard International Life Assurance Co Separate Account VL 408	1950360	10/31/2022	D	Indefinite	$1,666,666
ROCKEFELLER FINANCIAL LLC	291361	Lombard International Life Assurance Co Separate Account VL 291	1833730	11/25/2020	D	Indefinite	$1,082,000

7 Results

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