Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 35 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	Lombard International Life Assurance Co Separate Account VA 347	1940765	09/20/2022	D	Indefinite	$800,000
ROCKEFELLER FINANCIAL LLC	291361	iCapital - Soroban Opportunities Fund, L.P.	1783929	04/14/2020	D/A	Indefinite	$775,000
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	09/11/2019	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	11/15/2019	D/A	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	11/20/2019	D/A	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	02/20/2020	D/A	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	02/20/2020	D/A	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	04/20/2020	D/A	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	05/05/2020	D/A	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Clearisle Capital Fund LLC	1787424	07/08/2020	D/A	Indefinite	$0

35 Results

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