Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Edward Bredthauer | 2266233 | 4 | 04/23/2024 | Customer Dispute | Withdrawn | $354,800.00 | $0.00 | See FINRA Report |
| Timothy John Dijak | 1278867 | 4 | 07/25/2023 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| John Michael Reamer | 1796850 | 1 | 04/06/2022 | Customer Dispute | Withdrawn | $10,445.50 | $10,445.50 | See FINRA Report |
| Michael Kent Link | 5175656 | 1 | 11/03/2021 | Customer Dispute | Withdrawn | $13,091.70 | $0.00 | See FINRA Report |
| Jared Bryce Roskelley | 3139812 | 6 | 02/19/2021 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Kevin Douglas Houser | 2513167 | 6 | 11/10/2020 | Customer Dispute | Withdrawn | $292,000.00 | $0.00 | See FINRA Report |
| James John Beste | 4303186 | 1 | 02/28/2020 | Customer Dispute | Withdrawn | $84,242.20 | $0.00 | See FINRA Report |
| Albert William Sharp | 1377393 | 2 | 04/20/2018 | Customer Dispute | Withdrawn | $10,800.00 | $0.00 | See FINRA Report |
| Robert Jerome Morris | 2802759 | 1 | 06/08/2016 | Customer Dispute | Withdrawn | $36,816.00 | $0.00 | See FINRA Report |
| Jamie Lee Sutherland | 4173570 | 1 | 03/11/2016 | Customer Dispute | Withdrawn | $11,000.00 | $0.00 | See FINRA Report |