Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Hill | 6472497 | 1 | 11/07/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jennifer A Marcontell | 4008873 | 1 | 06/08/2022 | Customer Dispute | Settled | $188,255.00 | $0.00 | See FINRA Report |
| Mark Gerard Sonntag | 1939350 | 1 | 05/26/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| William Barney Carter | 2788976 | 1 | 05/19/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Salerno | 2910121 | 1 | 05/09/2022 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Richard Alan Brende | 4595363 | 4 | 04/07/2022 | Customer Dispute | Settled | $10,228.00 | $0.00 | See FINRA Report |
| Kimberlee Marie Orth | 1743707 | 3 | 03/28/2022 | Customer Dispute | Settled | $41,642.20 | $0.00 | See FINRA Report |
| Patrick W Norris | 5119082 | 1 | 03/25/2022 | Customer Dispute | Settled | $23,571.10 | $0.00 | See FINRA Report |
| John Raymond Rodriguez | 2991668 | 1 | 03/08/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Everett Bryant Ellis | 4046494 | 6 | 03/03/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |