Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Wayne Rich | 714642 | 2 | 08/22/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sheree Lynn Ziemba | 4057185 | 1 | 06/21/2024 | Customer Dispute | Settled | $15,143.80 | $0.00 | See FINRA Report |
| Dale Lawrence Cebert | 2986573 | 3 | 05/30/2024 | Customer Dispute | Settled | $6,547.40 | $0.00 | See FINRA Report |
| Connor A Day | 7126514 | 1 | 05/17/2024 | Customer Dispute | Settled | $20,345.30 | $0.00 | See FINRA Report |
| Yvette Marilyn Stewart | 5120623 | 1 | 04/22/2024 | Customer Dispute | Settled | $21,600.00 | $0.00 | See FINRA Report |
| Patrick Christian Bortz | 6056846 | 2 | 04/18/2024 | Customer Dispute | Settled | $6,789.00 | $0.00 | See FINRA Report |
| Richard Ray Miller | 2529324 | 3 | 02/04/2024 | Customer Dispute | Settled | $10,953.70 | $0.00 | See FINRA Report |
| Albert Anthony Bevilacqua | 2656029 | 3 | 10/25/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kari Riley Larocco | 4497645 | 1 | 10/03/2023 | Customer Dispute | Settled | $9,700.00 | $0.00 | See FINRA Report |
| Steven Robert Shaw | 2650667 | 1 | 09/05/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |