Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Javier Cabral | 5257195 | 2 | 08/27/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Christopher John Jacobi | 1648679 | 5 | 08/26/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| John C Riley | 1096019 | 4 | 08/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Robert Young | 4787488 | 6 | 08/20/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Eric Scott Felsenfeld | 4496689 | 4 | 08/20/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Michael Vatter | 5199140 | 3 | 08/16/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Charles Perry Gemmer | 2633600 | 1 | 08/12/2024 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| George Woerdeman | 1220689 | 3 | 08/08/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Seth Philip Gansman | 6003662 | 1 | 07/31/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Paul John Di Pirro | 4950403 | 1 | 07/29/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |