Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Clinton Leonard | 1991879 | 11 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 06/07/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Koch | 5482869 | 4 | 05/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Colla | 5752955 | 1 | 04/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |