Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Dean Helt | 3013272 | 1 | 12/16/2022 | Customer Dispute | Denied | $14,015.60 | $0.00 | See FINRA Report |
| Wayne Robert Verity | 4485611 | 1 | 12/12/2022 | Customer Dispute | Denied | $10,798.00 | $0.00 | See FINRA Report |
| Jason Michael Leblanc | 6782560 | 1 | 11/18/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Ghiglieri | 5840252 | 2 | 11/11/2022 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Bryan Scott Vandussen | 6187184 | 1 | 11/03/2022 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Kyle Kristopher Wallentine | 4997836 | 1 | 10/10/2022 | Customer Dispute | Denied | $7,700.00 | $0.00 | See FINRA Report |
| Anthony Joseph Spizzo | 2936291 | 2 | 09/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Emma Nicole Hahn | 7241667 | 1 | 09/27/2022 | Customer Dispute | Denied | $95,126.50 | $0.00 | See FINRA Report |
| Michael Liguori | 2025717 | 1 | 09/26/2022 | Customer Dispute | Denied | $14,003.80 | $0.00 | See FINRA Report |
| Norman Robert Lemus | 5524913 | 1 | 09/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |