Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aubrey Leigh Nestman | 5147391 | 1 | 08/04/2024 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| George Woerdeman | 1220689 | 3 | 07/17/2024 | Customer Dispute | Denied | $91,705.00 | $0.00 | See FINRA Report |
| Scott Matthew Miller | 4782370 | 1 | 07/16/2024 | Customer Dispute | Denied | $174,788.00 | $0.00 | See FINRA Report |
| Joshua Ryan Chabot | 5546420 | 1 | 07/15/2024 | Customer Dispute | Denied | $22,419.00 | $0.00 | See FINRA Report |
| Ryan Francis Callahan | 5718959 | 1 | 07/15/2024 | Customer Dispute | Denied | $22,419.00 | $0.00 | See FINRA Report |
| James Douglas Ramsey | 6719338 | 1 | 07/12/2024 | Customer Dispute | Denied | $11,200.00 | $0.00 | See FINRA Report |
| David Cameron Monckton | 2252224 | 5 | 07/01/2024 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Christopher John Jacobi | 1648679 | 5 | 06/12/2024 | Customer Dispute | Denied | $150,849.00 | $0.00 | See FINRA Report |
| Evan Scott Branfman | 3270650 | 5 | 06/11/2024 | Customer Dispute | Denied | $13,207.10 | $0.00 | See FINRA Report |
| Ashlie Suzanne Kaess | 4211691 | 1 | 06/08/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |