Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Gerrit van Dyken | 5918814 | 2 | 07/16/2024 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Dante Moss | 7010652 | 1 | 07/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Baum | 6942874 | 2 | 04/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Harr | 2683375 | 2 | 02/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew T Mierzycki | 6102769 | 6 | 12/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Benjamin Nelson | 4768530 | 5 | 11/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Parenti | 1611264 | 3 | 04/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ryan Bierdeman | 2809412 | 3 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Weill Levin | 7411759 | 1 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael E Witt | 4206075 | 3 | 08/19/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |