Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Lee Helms | 4620202 | 1 | 01/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Kenneth Depasquale | 1963682 | 3 | 12/05/2018 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Casey Lee Fox | 5003167 | 1 | 02/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Dean Spivey | 1062792 | 1 | 07/11/2013 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| John William Dedominic | 2225779 | 2 | 01/12/2012 | Customer Dispute | Settled | $935,192.00 | $0.00 | See FINRA Report |
| Richard Michael Smarg | 816052 | 1 | 05/17/2011 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Harold Thomas Hollinger | 248711 | 1 | 10/14/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Mark Boschert | 2638667 | 2 | 06/10/2010 | Customer Dispute | Settled | $2,550,000.00 | $0.00 | See FINRA Report |
| Raymond Lee Heinrich | 1021204 | 1 | 04/15/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Anthony Thomas Pace | 2115209 | 2 | 12/18/2008 | Customer Dispute | Settled | $13,997.00 | $0.00 | See FINRA Report |