Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashwini Kumar Ahluwalia | 1783739 | 2 | 11/16/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Christopher Rapp | 1792438 | 3 | 06/27/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas David Doughty | 3215832 | 1 | 06/30/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Greenberg | 1523402 | 1 | 06/06/2001 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Allen Dale Cannon | 1037333 | 3 | 03/19/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |