Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David T Buckwald | 1883251 | 1 | 07/02/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Corrigan | 865125 | 1 | 05/18/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Franklin Byers | 2653460 | 1 | 05/06/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Lee Helms | 4620202 | 1 | 01/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Kenneth Depasquale | 1963682 | 3 | 12/05/2018 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Michael Kenneth Depasquale | 1963682 | 3 | 08/10/2018 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Michael Kenneth Depasquale | 1963682 | 3 | 04/11/2018 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Michael Douglas Brocker | 1951402 | 2 | 01/30/2018 | Customer Dispute | Denied | $25,851.00 | $0.00 | See FINRA Report |
| Michael Douglas Brocker | 1951402 | 2 | 06/19/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Elliot J Silverstein | 5706161 | 1 | 03/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |