Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis John Mojares | 2429489 | 8 | 02/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Lee Crowley | 6225976 | 2 | 10/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Litowitz | 2657861 | 2 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Mojares | 2429489 | 8 | 06/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Mojares | 2429489 | 8 | 02/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Johnson Chaffee | 44040 | 4 | 10/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Litowitz | 2657861 | 2 | 09/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Mojares | 2429489 | 8 | 10/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Mojares | 2429489 | 8 | 06/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Mojares | 2429489 | 8 | 10/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |