Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jennifer Lee Lovell | 5217462 | 1 | 08/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jordan Lee Crowley | 6225976 | 2 | 10/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis John Mojares | 2429489 | 6 | 06/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jonathan Andrew Jackson | 4571489 | 1 | 04/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis John Mojares | 2429489 | 6 | 02/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis John Mojares | 2429489 | 6 | 10/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis John Mojares | 2429489 | 6 | 06/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis John Mojares | 2429489 | 6 | 10/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Paul McIvor | 4335962 | 1 | 03/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jennifer Anne Ruby | 3137693 | 1 | 06/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |